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Fiduciary

A fiduciary transfer is a self-incorporation transfer between two spouses, etc.

Definitions

Visit our glossary for definitions of retail and non-retail, and common business ownership structures.

Corporation

Forms

Form Retail License Non-Retail License Description
ABC-140 Required Required Certificate re Chapter 15 Tied-House Restrictions – Required for corporations, limited partnerships and limited liability companies. For applicant entity only (not its parents, related entities, or individuals).
ABC-208-A Required Required Individual Personal Affidavit – Must be completed by (a) sole owners; (b) each general partner; (c) persons holding 10 percent or more of the capital or stock of a corporation, limited liability company, or limited partnership; and (d) spouses. Signatures must be notarized or witnessed by an ABC employee.
ABC-208-B Required Required Individual Financial Affidavit – Must be completed by (a) sole owners; (b) each general partner; (c) persons holding 10 percent or more of the capital or stock of a corporation, limited liability company, or limited partnership; and (d) spouses. Signatures must be notarized or witnessed by an ABC employee.
ABC-211-A Required Required License Transfer Request (“Sign-Off”) – Signatures must be notarized or witnessed by an ABC employee. See form instructions.
ABC-211-SIG Required Required Application Signature Sheet (“Sign On”) – Signature page for applicants who are unable to appear at the ABC district office to sign the application Form ABC-211. Signatures must be notarized.
ABC-217NEW Required Required Application Questionnaire – Signatures must be notarized or witnessed by an ABC Employee. See form instructions.
ABC-227 Required Not required, unless applying for the Type 17/20 combo license Notice of Intended Transfer (Section 124073 or 24074) – Required for transfers. Obtain the blank form from ABC or your escrow company. Must be recorded and certified. See form instructions.
ABC-253 Required Required Supplemental Diagram – Drawing of the real property you own or otherwise control. An exterior view of the premises and surrounding area, including cross streets.
ABC-257 Required Required Licensed Premises Diagram/Planned Operation – Drawing of your floor plan, including overall dimensions and patios to be licensed, and description of proposed operation.
ABC-258 Required Not required, unless applying for the Type 75 or Type 85 Planned Operations Retail.
ABC-259 Not required, unless applying for the Type 75 or Type 85 Required Planned Operations Non-Retail. See form instructions.
ABC-282 Required if requesting a temporary permit Required if requesting a temporary permit Temporary Permit fees apply.
ABC-243 Required Required Corporate Questionnaire

Other Documents

  • State-issued identification, driver’s license or passport for person(s) appearing at ABC to sign application.
  • You may need to provide verification (proof) of the source of your funds (e.g., bank statements, savings passbooks, loan papers, real estate papers, financial statement, gift/loan letters, etc.).
  • Articles of Incorporation.
  • Copy of Minutes Showing the Election of Current Officers and Directors or corporate secretary’s Certificate of Incumbency.
  • Copy of Stock Register or Copies of Stock Certificates that are issued and next sequential blank/unissued certificate (copy of certificates may be required if stock register is questionable).
  • Copy of Certificate of Qualification – Required for out-of-state corporations. Obtain from Secretary of State Business Programs Division (916) 653-2318.

Limited Liability Company

Forms

Form Retail License Non-Retail License Description
ABC-140 Required Required Certificate re Chapter 15 Tied-House Restrictions – Required for corporations, limited partnerships and limited liability companies. For applicant entity only (not its parents, related entities, or individuals).
ABC-208-A Required Required Individual Personal Affidavit – Must be completed by (a) sole owners; (b) each general partner; (c) persons holding 10 percent or more of the capital or stock of a corporation, limited liability company, or limited partnership; and (d) spouses. Signatures must be notarized or witnessed by an ABC employee.
ABC-208-B Required Required Individual Financial Affidavit – Must be completed by (a) sole owners; (b) each general partner; (c) persons holding 10 percent or more of the capital or stock of a corporation, limited liability company, or limited partnership; and (d) spouses. Signatures must be notarized or witnessed by an ABC employee.
ABC-211-A Required Required License Transfer Request (“Sign-Off”) – Signatures must be notarized or witnessed by an ABC employee. See form instructions.
ABC-211-SIG Required Required Application Signature Sheet (“Sign On”) – Signature page for applicants who are unable to appear at the ABC district office to sign the application Form ABC-211. Signatures must be notarized.
ABC-217NEW Required Required Application Questionnaire – Signatures must be notarized or witnessed by an ABC Employee. See form instructions.
ABC-227 Required Not required, unless applying for the Type 17/20 combo license Notice of Intended Transfer (Section 124073 or 24074) – Required for transfers. Obtain the blank form from ABC or your escrow company. Must be recorded and certified. See form instructions.
ABC-253 Required Required Supplemental Diagram – Drawing of the real property you own or otherwise control. An exterior view of the premises and surrounding area, including cross streets.
ABC-257 Required Required Licensed Premises Diagram/Planned Operation – Drawing of your floor plan, including overall dimensions and patios to be licensed, and description of proposed operation.
ABC-258 Required Not required, unless applying for the Type 75 or Type 85 Planned Operations Retail.
ABC-259 Not required, unless applying for the Type 75 or Type 85 Required Planned Operations Non-Retail. See form instructions.
ABC-282 Required if requesting a temporary permit Required if requesting a temporary permit Temporary Permit fees apply.
ABC-256-LLC Required Required Limited Liability Company Questionnaire.

Other Documents

  • State-issued identification, driver’s license or passport for person(s) appearing at ABC to sign application.
  • You may need to provide verification (proof) of the source of your funds (e.g., bank statements, savings passbooks, loan papers, real estate papers, financial statement, gift/loan letters, etc.).
  • Copy of Form LLC-1, Articles of Organization – Obtain from Secretary of State (916) 653-3365.
  • Copy of Form LLC-5, Application for Registration as Foreign Limited Liability Company (endorsement file stamped by Secretary of State) – For out-of-state limited liability companies.
  • Copy of written Operating Agreement and any amendments, if any (if Designated LLC Manager, Managing Member, or Designated officer to sign on behalf of all parties, that person/company must be listed in the agreement).

Limited Partnership

Forms

Form Retail License Non-Retail License Description
ABC-140 Required Required Certificate re Chapter 15 Tied-House Restrictions – Required for corporations, limited partnerships and limited liability companies. For applicant entity only (not its parents, related entities, or individuals).
ABC-208-A Required Required Individual Personal Affidavit – Must be completed by (a) sole owners; (b) each general partner; (c) persons holding 10 percent or more of the capital or stock of a corporation, limited liability company, or limited partnership; and (d) spouses. Signatures must be notarized or witnessed by an ABC employee.
ABC-208-B Required Required Individual Financial Affidavit – Must be completed by (a) sole owners; (b) each general partner; (c) persons holding 10 percent or more of the capital or stock of a corporation, limited liability company, or limited partnership; and (d) spouses. Signatures must be notarized or witnessed by an ABC employee.
ABC-211-A Required Required License Transfer Request (“Sign-Off”) – Signatures must be notarized or witnessed by an ABC employee. See form instructions.
ABC-211-SIG Required Required Application Signature Sheet (“Sign On”) – Signature page for applicants who are unable to appear at the ABC district office to sign the application Form ABC-211. Signatures must be notarized.
ABC-217NEW Required Required Application Questionnaire – Signatures must be notarized or witnessed by an ABC Employee. See form instructions.
ABC-227 Required Not required, unless applying for the Type 17/20 combo license Notice of Intended Transfer (Section 124073 or 24074) – Required for transfers. Obtain the blank form from ABC or your escrow company. Must be recorded and certified. See form instructions.
ABC-253 Required Required Supplemental Diagram – Drawing of the real property you own or otherwise control. An exterior view of the premises and surrounding area, including cross streets.
ABC-257 Required Required Licensed Premises Diagram/Planned Operation – Drawing of your floor plan, including overall dimensions and patios to be licensed, and description of proposed operation.
ABC-258 Required Not required, unless applying for the Type 75 or Type 85 Planned Operations Retail.
ABC-259 Not required, unless applying for the Type 75 or Type 85 Required Planned Operations Non-Retail. See form instructions.
ABC-282 Required if requesting a temporary permit Required if requesting a temporary permit Temporary Permit fees apply.
ABC-256 Required Required Limited Partnership Questionnaire.

Other Documents

  • State-issued identification, driver’s license or passport for person(s) appearing at ABC to sign application.
  • You may need to provide verification (proof) of the source of your funds (e.g., bank statements, savings passbooks, loan papers, real estate papers, financial statement, gift/loan letters, etc.).
  • Copy of Form LP-1, Certificate of Limited Partnership. Obtain from the Secretary of State, (916) 653-3365.
  • Copy of Form LP-5, Application for Registration as Foreign Limited Partnership (endorsement file stamped by Secretary of State) – Required for out-of-state limited partnership.
  • Copy of Limited Partnership Agreement and any amendments (LP2, Amendment to Certificate of Limited Partnership)

Contact

For additional information,
contact your local district office.

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Bakersfield

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4800 Stockdale Highway., Suite 213
Bakersfield, CA 93309

Phone:
(661) 395-2731
Fax:
(661) 322-5929
Email:
[email protected]

Concord

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1800 Sutter St., Ste 450
Concord, CA 94520

Phone:
(925) 655-6314
Fax:
(925) 655-6310
Email:
[email protected]

Eureka

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1105 Sixth St., Suite C
Eureka, CA 95501

Phone:
(707) 445-7229
Fax:
(707) 445-6643
Email:
[email protected]

Fresno

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1330 B East Shaw Ave.
Fresno, CA 93710-7902

Phone:
(559) 225-6334
Fax:
(559) 225-8740
Email:
[email protected]

LA/Metro

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888 S Figueroa Street, Suite 320
Los Angeles, CA 90017

Phone:
(213) 833-6043
Fax:
(213) 833-6058
Email:
[email protected]

LB/Lakewood

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3950 Paramount Blvd., Suite 250
Lakewood, CA 90712

Phone:
(562) 982-1337
Fax:
(562) 275-4174
Email:
LongBeach/[email protected]

Lodi

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3021 Reynolds Ranch Parkway, Suite 150
Lodi, CA 95240

Phone:
(209) 371-6761
Fax:
(209) 371-6763
Email:
[email protected]

Monrovia

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12750 Center Court Dr., Suite 720
Cerritos, CA 90703

Phone:
(562) 467-8409
Fax:
(562) 860-4047
Email:
[email protected]

Palm Desert

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34-160 Gateway Dr., Suite 120
Palm Desert, CA 92211

Phone:
(760) 324-2027
Fax:
(760) 324-2632
Email:
[email protected]

Redding

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1900 Churn Creek Rd., Suite 215
Redding, CA 96002

Phone:
(530) 224-4830
Fax:
(530) 224-9338
Email:
[email protected]

Riverside

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3737 Main Street, Suite 900
Riverside, CA 92501

Phone:
(951) 782-4400
Fax:
(951) 781-0531
Email:
[email protected]

Sacramento

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2400 Del Paso Road, Suite 155
Sacramento, CA 95834

Phone:
(916) 419-1319
Fax:
(916) 419-3994
Email:
[email protected]

Salinas

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1137 Westridge Parkway
Salinas, CA 93907

Phone:
(831) 755-1990
Fax:
(831) 755-1997
Email:
[email protected]

San Diego

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8620 Spectrum Center Blvd., Suite 302
San Diego, CA 92123

Phone:
(858) 300-6855
Fax:
(858) 300-6874
Email:
[email protected]

San Francisco

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33 New Montgomery St., Suite 1230
San Francisco, CA 94105

Phone:
(415) 356-6500
(415) 356-6501
(415) 356-6502
(415) 356-6503
Fax:
(415) 356-6599
Email:
[email protected]

San Jose

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224 Airport Parkway, Suite 620
San Jose, CA 95110

Phone:
(408) 346-2417
Fax:
(408) 346-2413
Email:
[email protected]

San Luis Obispo

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3220 S. Higuera St., Suite 103A
San Luis Obispo, CA 93401

Phone:
(805) 543-7183
Fax:
(805) 543-3814
Email:
[email protected]

San Marcos

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570 Rancheros Drive, Suite 240
San Marcos, CA 92069

Phone:
(760) 471-4237
Fax:
(760) 471-6142
Email:
[email protected]

Santa Ana

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2 MacArthur Place, Suite 200
Santa Ana, CA 92707

Phone:
(657) 205-3533
Fax:
(657) 205-3520
Email:
[email protected]

Santa Rosa

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50 D Street, Room 130
Santa Rosa, CA 95404

Phone:
(707) 576-2165
Fax:
(707)527-9537
Email:
[email protected]

Van Nuys

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6150 Van Nuys Blvd., Room 220
Van Nuys, CA 91401

Phone:
(818) 901-5017
Fax:
(818) 785-6731
Email:
[email protected]

Ventura

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1000 South Hill Road, Suite 310
Ventura, CA 93003

Phone:
(805) 289-0100
Fax:
(805) 289-0110
Email:
[email protected]

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